ORS: Right Issue
Date update 12/01/2024 - 17:03:07
Viet Nam Securities Depository and Clearing Corporation (VSDC) – Hochiminh Branch would like to announce the record date as follows:
Issuser's name:
Tien Phong Securities Corporation
Securities name:
Shares of Tien Phong Securities Corporation
Securities code:
ORS
ISIN:
VN000000ORS1
Par value:
10,000 VND
Trading Platform:
HOSE
Securities type:
Common shares
Record date:
19/01/2024
Reason:
Right Issue
+ Right code: MIRORS241
+ ISIN code: VNMIRORS2418
(Effective date of code allocation: 05/02/2024; effective date of code cancellation: 14/03/2024)
+ Planned quantity of issued shares: 100,000,000 shares
+ Issue price: 10,000 VND/share
+ Execution rate: 2:1 (shareholders are entitled to 1 right for each share that they own and to buy 1 new share for 2 rights).
- Principle of rounding, handling fractional shares and unsubscribed shares (if any):
. Principle of rounding, handling fractional shares:
In cases that arise, the Board of Directors will decide on a plan to distribute/offer the undistributed shares (due to existing shareholders not ordering/registering to buy, not paying for the purchase, and odd shares arising). or shares that have not been fully distributed for any other reason) to other investors and/or other existing shareholders, at an offering price not lower than the offering price for existing shareholders to exercise their right to buy. and ensure compliance with relevant laws, including but not limited to compliance with regulations on foreign ownership ratio of the Issuer. These shares will be restricted from transfer for 01 (one) year from the date of completion of the offering.
For example: Existing shareholder A owns 201 shares and will be allocated 201 buying rights. With the exercise ratio of 2:1, shareholder A has 201 purchasing rights to buy 100.5 new shares [(201 shares * 1)/2 = 100.5 shares]. Applying the principle of rounding to the nearest unit, shareholder A can actually buy 100 new shares; The odd number of shares of 0.5 will be cancelled.
- Regulations on rights transfer:
+ Time period for right transfer: from 05/02/2024 to 04/03/2024.
+ Purchase right can be transferred once only (The recipient of the transfer of the right to buy from an existing shareholder is not allowed to transfer the right to buy to another person).
- Regulations on subscription:
+ Time period for subscription and payment: from 05/02/2024 to 11/03/2024.
+ Shares issued for existing shareholders are freely transferable.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will make right transfer, subscription and payment at issuer (7th Floor, Doji Building, No. 81-83-85 Ham Nghi, Nguyen Thai Binh Ward, District 1, Ho Chi Minh City)
- Information on blockade account for subscription:
+ Account holder: PIONEER SECURITIES JOINT STOCK COMPANY
+ Account number: 1061008866039
+ Account opening place: An Binh Commercial Joint Stock Bank - Ho Chi Minh City Branch
Schedule for DMs to process right issue with VSDC is detailed in the attached file.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSDC with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSDC’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 am, 23/01/2024.
If DMs do not send confirmation document by the above deadline, VSDC will consider the list provided to DMs by VSDC accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.
SCHEDULE FOR EXECUTION OF RIGHT ISSUE OF ORS SHARES
- Security name: share of Tien Phong Securities Joint Stock Company
- Record date: 19/01/2024
- Deadline for depository members’ submission of Confirmation of securities owners entitled to right issue: by 10.30am on 23/01/2024
- Time period for right transfer: from 05/02/2024 to 04/03/2024
- Time period for subscription: from 05/02/2024 to 11/03/2024.
- Deadline for members' submission of subscription list and making relevant payment to VSDC: 13/03/2024
- Account for cash transferring:
+ Account number: 1190078737
+ Account name: Viet Nam Securities Depository and Clearing Corporation - Hochiminh Branch
+ At the bank: Bank for Investment and Development of Vietnam – Nam Ky Khoi Nghia Branch.
+ ISIN code: VNMIRORS2418
(Effective date of code allocation: 05/02/2024; effective date of code cancellation: 14/03/2024)
+ Planned quantity of issued shares: 100,000,000 shares
+ Issue price: 10,000 VND/share
+ Execution rate: 2:1 (shareholders are entitled to 1 right for each share that they own and to buy 1 new share for 2 rights).
- Principle of rounding, handling fractional shares and unsubscribed shares (if any):
. Principle of rounding, handling fractional shares:
In cases that arise, the Board of Directors will decide on a plan to distribute/offer the undistributed shares (due to existing shareholders not ordering/registering to buy, not paying for the purchase, and odd shares arising). or shares that have not been fully distributed for any other reason) to other investors and/or other existing shareholders, at an offering price not lower than the offering price for existing shareholders to exercise their right to buy. and ensure compliance with relevant laws, including but not limited to compliance with regulations on foreign ownership ratio of the Issuer. These shares will be restricted from transfer for 01 (one) year from the date of completion of the offering.
For example: Existing shareholder A owns 201 shares and will be allocated 201 buying rights. With the exercise ratio of 2:1, shareholder A has 201 purchasing rights to buy 100.5 new shares [(201 shares * 1)/2 = 100.5 shares]. Applying the principle of rounding to the nearest unit, shareholder A can actually buy 100 new shares; The odd number of shares of 0.5 will be cancelled.
- Regulations on rights transfer:
+ Time period for right transfer: from 05/02/2024 to 04/03/2024.
+ Purchase right can be transferred once only (The recipient of the transfer of the right to buy from an existing shareholder is not allowed to transfer the right to buy to another person).
- Regulations on subscription:
+ Time period for subscription and payment: from 05/02/2024 to 11/03/2024.
+ Shares issued for existing shareholders are freely transferable.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will make right transfer, subscription and payment at issuer (7th Floor, Doji Building, No. 81-83-85 Ham Nghi, Nguyen Thai Binh Ward, District 1, Ho Chi Minh City)
- Information on blockade account for subscription:
+ Account holder: PIONEER SECURITIES JOINT STOCK COMPANY
+ Account number: 1061008866039
+ Account opening place: An Binh Commercial Joint Stock Bank - Ho Chi Minh City Branch
Schedule for DMs to process right issue with VSDC is detailed in the attached file.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSDC with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSDC’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 am, 23/01/2024.
If DMs do not send confirmation document by the above deadline, VSDC will consider the list provided to DMs by VSDC accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.
SCHEDULE FOR EXECUTION OF RIGHT ISSUE OF ORS SHARES
- Security name: share of Tien Phong Securities Joint Stock Company
- Record date: 19/01/2024
- Deadline for depository members’ submission of Confirmation of securities owners entitled to right issue: by 10.30am on 23/01/2024
- Time period for right transfer: from 05/02/2024 to 04/03/2024
- Time period for subscription: from 05/02/2024 to 11/03/2024.
- Deadline for members' submission of subscription list and making relevant payment to VSDC: 13/03/2024
- Account for cash transferring:
+ Account number: 1190078737
+ Account name: Viet Nam Securities Depository and Clearing Corporation - Hochiminh Branch
+ At the bank: Bank for Investment and Development of Vietnam – Nam Ky Khoi Nghia Branch.
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6
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3,303
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808
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37
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9,686,077