a. Fourth Cash Payment of Corporate Bond Interest
- Payment rate: 5.5 %/bond (55,000 VND per bond)
- Payment time: 2nd November 2022
- Payment place:
+ The holders whose securities have been deposited will receive bond interest at the depository member where they opened depository account.
+ The holders whose securities have not been deposited will receive bond interest at Ho Chi Minh City Infrastructure Investment Joint Stock Company, Level 12, 152 Dien Bien Phu, ward 25, Binh Thanh district, Hochiminh city from 2nd November 2022. ID cards have to be presented.
b. Fourth conversion of corporate bonds
- Conversion rate:  1:36.85 (each CII42013 bond is converted into 36.85 CII shares). Investors can register to convert a portion or all their bonds.
- The total number of shares received by a bondholder when converting bonds at each conversion will be rounded down to the unit.
- The fractional shares will be removed and the issuer will not have to make payment for those shares.
 - For example: Investor A owns 4 bonds. After converting all of the bonds, investor A receives 147.40 shares (4 x 36.85 = 147.40). Thus, investor A will receive 147 CII shares. The 0.40 fractional shares will be removed without any payment from issuer.
- Regulations on bond conversion for foreign investors as specified in the Issuance plan: in case a foreign investor registers for conversion that lead to an excess of foreign ownership, he/she will not be allowed conversion or only be allowed to convert a portion of registered bonds, leading to the fact that the total number of shares owned by all foreign investors at each period not exceed the share ownership ratio of foreign investors at the issuer as regulated. Accordingly, foreign investors having registered to convert bonds will be allocated proportionally according to their rate of conversion registration out of the total number of bonds registered to convert of all foreign investors of the conversion. 
- Time period of conversion registration: from 24th October 2022 to 2nd November 2022
- Time period of temporary suspension of converted bond depository: from 18th October 2022 to 3rd November 2022
- Bonds being pledged cannot be converted into shares
- Execution place:
+ The holders whose securities have been deposited will make procedures for bond conversion at the depository member where they opened depository account.
+ The holders whose securities have not been deposited will make procedures for bond conversion at Ho Chi Minh City Infrastructure Investment Joint Stock Company, level 12, 152 Dien Bien Phu, ward 12, Binh Thanh district, Hochiminh city from 24th October 2022 to 2nd November 2022. ID cards, certificate of bond ownership have to be presented.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSD with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSD’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 am, 20th October 2022
If DMs do not send confirmation document by the above deadline, VSD will consider the list provided to DMs by VSD accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.