Vietnam Securities Depository and Clearing Corporation News

SIC: Postal ballot

Date update 01/09/2021 - 16:10:00

Vietnam Securities Depository (VSD) – Hochiminh Branch would like to announce the record date as follows:

Issuser's name:

ANI Joint Stock Company

Securities name:

shares of ANI Joint Stock Company

Securities code:

SIC

ISIN:

VN000000SIC5

Par value:

10,000 VND

Trading Platform:

HNX

Securities type:

Common Stock

Record date:

10/09/2021

Reason:

Postal ballot

- Execution rate: 1:1 (1 share - 1 voting right)
- Execution time: September 2021
- Execution venue: ANI Joint Stock Company, Level 3, Song Da Tower building, 14B Ky Dong, ward 9, district 3, Hochiminh city
- Content: Approving major shareholders of ANZA Joint Stock Company to receive the transfer of voting shares of ANI Joint Stock Company to raise the share ownership rate in ANI Joint Stock Company beyond 65% (skip 55%) as prescribed at Point b, Clause 1, Article 35 of the Law on Securities without having to make a tender offer, the details are as follows:
a) List of transferring organizations and individuals that are not required to carry tender offer:

No.	Transferring organizations/individuals	ID card/Certificate of business registration	Date of issue	Place of issue	Quantity of securities holding	Ratio of securities holding (%)
1	Dang Quang Dat	033062005093	10/04/2021	Police Department for Administrative Management of Social Order	2.556,200	10.65%
2	Nguyen Thi Huong	033161003960	10/04/2021	Police Department for Administrative Management of Social Order	1,075,500	4.48%

b) Organizations and individuals that receive the transfer are not required to carry out the procedures for a tender offer

No.	Transferring organizations/individuals	ID card/Certificate of business registration	Date of issue	Place of issue	Quantity of securities holding	Ratio of securities holding (%)
1	ANZA Joint Stock Company	0106444478	21/01/2014	Hanoi Authority for Planning and Investment	12,205,793	50.859%

Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSD with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSD’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 am, 14th September 2021
If DMs do not send confirmation document by the above deadline, VSD will consider the list provided to DMs and direct account holding members by VSD accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.

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