AAS: Payment of 2021 stock dividend and Right issue
Date update 14/06/2023 - 16:43:28
Vietnam Securities Depository (VSD) would like to announce the record date as follows:
Issuser's name:
Smart Invest Securities Joint Stock Company
Securities name:
Share of Smart Invest Securities Joint Stock Company
Securities code:
AAS
ISIN:
VN000000AAS6
Par value:
10,000 VND
Trading Platform:
UpCOM
Securities type:
VN000000AAS6
Record date:
28/06/2023
Reason:
Payment of 2021 stock dividend and right issue
1. Payment of 2021 stock dividend
- Execution rate: 50% (shareholder are entitled to receive 50 new shares for every 100 shares they own)
- Principle of rounding and principle of handling fractional shares (if any): The number of shares issued will be rounded down to the whole number, the decimal fractional shares (if any) will be removed.
For example: shareholder Nguyen Van A owns 1,255 shares. According to the above execution rate, the shareholder will receive 627.5 shares (1,255*0,5 = 627.5). According to the above principle, Shareholder A will receive 627 new shares; the 0.5 fractional shares will be removed.
- Payment place:
+ The holders whose shares have been deposited will receive bonus shares at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will receive bonus shares at Smart Invest Securities Joint Stock Company. ID cards have to be presented.
2. Right issue
- Right code: MIRAAS231
- ISIN: VNMIRAAS2314
(Effective date of code allocation: 6th July 2023; effective date of code cancellation: 10th August 2023)
- Planned quantity of issued shares: 80,000,000 shares
- Issue price: 10,000 VND/share
- Execution rate: 1:1 (shareholder are entitled to 1 right for each share they own and to receive 1 new share for each right)
- Principle of rounding, handling the fractional shares and unsubscribed shares (if any):
+ Principle of rounding: due to execution rate of 1:1, there is no fractional share
+ Principle of handling the fractional shares and unsubscribed shares: The number of undistributed shares arising from shareholders' refusal to buy partly or wholy will be distributed to other entities by the Board of Directors (BOD) with conditions, rights and obligations of investors no more favorable than that offered to existing shareholders (the price not lower than that offered to existing shareholders), are subject to transfer restriction within one year from the end of the offering, complying with prevailing laws. The handling of undistributed shares is in compliance with Article 42 Decree no.155/2020/NĐ-CP dated 31st December 2020 and other provisions in Article 195, Enterprise Law and other prevailing laws.
In case of expiration of share distribution as prescribed by prevailing laws (including extended time (if any), if there are still undistributed shares, these shares shall be canceled and the BOD will make a decision to close the offering.
Example: shareholder A who owns 543 shares is entitled to 543 rights and to buy 543 shares. Due to execution rate of 1:1, there is no fractional share.
- Regulations on rights transfer:
+ Time period for right transfer: from 6th July 2023 to 25th July 2023
+ Right is transferred once (transferee is not allowed to transfer to the 3rd party)
- Regulations on subscription:
+ Time period for subscription and payment: from 6th July 2023 to 7th August 2023
+ Shares are freely transferable.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will make right transfer, subscription and payment at Smart Invest Securities Joint Stock Company.
- Information on blockade account for subscription:
+ Account holder: Smart Invest Securities Joint Stock Company
+ Account number: 144001536760
+ Account opening place: Vietcombank - Dong Da Branch
Schedule of processing right issue by Depository member is detailed in the attached file.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSD with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSD’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 AM, 30th June 2023
If DMs do not send confirmation document by the above deadline, VSD will consider the list provided to DMs and direct account holding members by VSD accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.
- Execution rate: 50% (shareholder are entitled to receive 50 new shares for every 100 shares they own)
- Principle of rounding and principle of handling fractional shares (if any): The number of shares issued will be rounded down to the whole number, the decimal fractional shares (if any) will be removed.
For example: shareholder Nguyen Van A owns 1,255 shares. According to the above execution rate, the shareholder will receive 627.5 shares (1,255*0,5 = 627.5). According to the above principle, Shareholder A will receive 627 new shares; the 0.5 fractional shares will be removed.
- Payment place:
+ The holders whose shares have been deposited will receive bonus shares at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will receive bonus shares at Smart Invest Securities Joint Stock Company. ID cards have to be presented.
2. Right issue
- Right code: MIRAAS231
- ISIN: VNMIRAAS2314
(Effective date of code allocation: 6th July 2023; effective date of code cancellation: 10th August 2023)
- Planned quantity of issued shares: 80,000,000 shares
- Issue price: 10,000 VND/share
- Execution rate: 1:1 (shareholder are entitled to 1 right for each share they own and to receive 1 new share for each right)
- Principle of rounding, handling the fractional shares and unsubscribed shares (if any):
+ Principle of rounding: due to execution rate of 1:1, there is no fractional share
+ Principle of handling the fractional shares and unsubscribed shares: The number of undistributed shares arising from shareholders' refusal to buy partly or wholy will be distributed to other entities by the Board of Directors (BOD) with conditions, rights and obligations of investors no more favorable than that offered to existing shareholders (the price not lower than that offered to existing shareholders), are subject to transfer restriction within one year from the end of the offering, complying with prevailing laws. The handling of undistributed shares is in compliance with Article 42 Decree no.155/2020/NĐ-CP dated 31st December 2020 and other provisions in Article 195, Enterprise Law and other prevailing laws.
In case of expiration of share distribution as prescribed by prevailing laws (including extended time (if any), if there are still undistributed shares, these shares shall be canceled and the BOD will make a decision to close the offering.
Example: shareholder A who owns 543 shares is entitled to 543 rights and to buy 543 shares. Due to execution rate of 1:1, there is no fractional share.
- Regulations on rights transfer:
+ Time period for right transfer: from 6th July 2023 to 25th July 2023
+ Right is transferred once (transferee is not allowed to transfer to the 3rd party)
- Regulations on subscription:
+ Time period for subscription and payment: from 6th July 2023 to 7th August 2023
+ Shares are freely transferable.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will make right transfer, subscription and payment at Smart Invest Securities Joint Stock Company.
- Information on blockade account for subscription:
+ Account holder: Smart Invest Securities Joint Stock Company
+ Account number: 144001536760
+ Account opening place: Vietcombank - Dong Da Branch
Schedule of processing right issue by Depository member is detailed in the attached file.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSD with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSD’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 AM, 30th June 2023
If DMs do not send confirmation document by the above deadline, VSD will consider the list provided to DMs and direct account holding members by VSD accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.
SCHEDULE FOR EXECUTION OF RIGHT ISSUE
- Security name: shares of Smart Invest Securities Joint Stock Company
- Record date: 28th June 2023
- Deadline for depository members’ submission of Confirmation of securities owners entitled to right issue: by 10.30 am on 30th June 2023
- Time period for right transfer: from 6th July 2023 to 25th July 2023
- Time period for subscription: from 6th July 2023 to 7th August 2023
- Deadline for members' submission of subscription list and making relevant payment to VSD: 9th August 2023
- Account for cash transferring:
+ Account number: 122.10.00.0173177
+ Account name: Vietnam Securities Depository
+ At the bank: Bank for Investment and Development of Vietnam – Ha Thanh Branch.
- Record date: 28th June 2023
- Deadline for depository members’ submission of Confirmation of securities owners entitled to right issue: by 10.30 am on 30th June 2023
- Time period for right transfer: from 6th July 2023 to 25th July 2023
- Time period for subscription: from 6th July 2023 to 7th August 2023
- Deadline for members' submission of subscription list and making relevant payment to VSD: 9th August 2023
- Account for cash transferring:
+ Account number: 122.10.00.0173177
+ Account name: Vietnam Securities Depository
+ At the bank: Bank for Investment and Development of Vietnam – Ha Thanh Branch.
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