SHS: Right issue
Vietnam Securities Depository would like to announce the record date as follows:
+ Right code: MIRSHS221
+ ISIN code: VNMIRSHS2218
(Effective date of code allocation: 22nd April 2022; effective date of code cancellation: 19th May 2022)
+ Planned quantity of issued shares: 325,265,027 shares
+ Issue price: 12,000 VND/share
+ Execution rate: 1:1 (shareholders are entitled to 1 right for each share that they own and to buy 1 new share for each right).
- Principle of rounding, handling fractional shares and unsubscribed shares (if any):
. Principle of rounding, handling fractional shares: due to execution rate of 1:1, there is no fractional share. This principle is not applicable.
. Principle of handling unsubscribed shares:
+ Unsubscribed shares are the remaining shares due to the existing shareholders' refusal to buy part or all of the shares in the offering
+ The remaining shares will be offered by the BOD to other investors with conditions not favourable than that offered to existing shareholders (offering price not lower than that offered to existing shareholders) to ensure distribution of all shares. These shares are subject to transfer restriction within 1 year from the date of offering completion
- Example: On record date, Shareholder Nguyen Van A who owns 155 shares is entitled to buy 155 new shares.
- Regulation on transfer restriction:
+ All shares issued for existing shareholders in accordance with execution rate are freely transferred.
+ The remaining shares (if any) offered to other parties are subject to transfer restriction within 1 year from the date of offering completion
- Regulations on rights transfer:
+ Time period for right transfer: from 22nd April 2022 to 11th May 2022
+ Purchase right can be transferred once only, not allowed to transfer to the 3rd party
- Regulations on subscription:
+ Time period for subscription and payment: from 22nd April 2022 to 16th May 2022
+ Shares issued for existing shareholders are freely transferable. The redundant shares due to unsubscription will be subject to transfer restriction within 1 year from the date of issuance completion.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will make right transfer, subscription and payment at the Head Office of the Company. ID cards and Certificate of share onwership have to be presented.
- Information on blockade account for subscription:
+ Account holder: Saigon - Hanoi Securities Joint Stock Company
+ Account number: 12210002344100
+ Account opening place: Saigon – Hanoi Commercial Joint Stock Bank - Hanoi branch
- Schedule for DMs to process right issue with VSD is detailed in the attached file.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSD with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSD’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 am, 19th April 2022
If DMs do not send confirmation document by the above deadline, VSD will consider the list provided to DMs by VSD accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.
SCHEDULE FOR EXECUTION OF RIGHT ISSUE OF SHS SHARES
- Security name: share of Saigon - Hanoi Securities Joint Stock Company
- Record date: 15th April 2022
- Deadline for depository members’ submission of Confirmation of securities owners entitled to right issue: by 10.30am on 19th April 2022
- Time period for right transfer: from 22nd April 2022 to 11th May 2022
- Time period for subscription: from 22nd April 2022 to 16th May 2022
- Deadline for members' submission of subscription list and making relevant payment to VSD: 18th May 2022
- Account for cash transferring:
+ Account number: 122.10.00.0173177
+ Account name: Vietnam Securities Depository
+ At the bank: Bank for Investment and Development of Vietnam – Ha Thanh Branch.
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43,509|6,134
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6
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3,301
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807
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37
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9,686,077