Issuers
I. Information for registering at VSDC:
Issuers shall register securities with the following information at VSDC:
- Information on issuers.
- Information on issued securities.
- Information on securities owners: list of securities owners, type of securities, number of securities owned and depository accounts in case securities owners wish to register and depository securities simultaneously.
II. Principles for information management of VSDC:
Securities are registered at VSDC in the form of book-entry. As for issued certificates, issuers must convert securities into book-entry ones when making registration with VSDC.
Registered securities at VSDC must have face-value in conformity with regulations of Stock Exchange for each types of securities. In case of different face-value, issuers must convert into the face-value as prescribed by Stock Exchange.
VSDC makes centralized information management for registered securities or authorizes depository members to manage by contract.
All changes of information of registered securities at VSDC must be done in accordance with regulations of VSDC on information management.
Issuers are completely responsible for accuracy, adequacy, and timeliness of information on registered securities at VSDC.
III. Cancellation of securities registration
The following securities are cancelled by VSDC:
- Government debt instruments, Government-guaranteed bonds, municipal bonds, corporate bonds, expiry covered warrants;
- Government debt instruments, Government-guaranteed bonds, municipal bonds, corporate bonds, covered warrants which are bought-back by issuers before expiring;
- Issuers decreasing capital, dissolving, going bankruptcy or terminating operation due to reorganization
- Issuers converting shares, Government debt instruments, Government-guaranteed bonds, municipal bonds, corporate bonds;
- Shares of those equitized enterprises that are not public companies are delisted, unregistered for trading and the relevant enterprise requests for securities registration cancellation;
- Delisted investment fund certificates and covered warrants;
- Dissolved exchange traded funds
- Registered-at-VSDC securities of public companies that no longer meet requirements of public companies and request for registration cancellation;
- Issuers, public companies registering securities as agreed with VSDC voluntarily cancel securities;
- Cancellation of Government debt instruments, Government guaranteed bonds, municipal bonds due to market makers’, investors’ failure to make payment; cancellation of Government debt instruments at maturity of liquidity guarantee contract between the State Treasury and market makers, investors.
Issuers shall register securities with the following information at VSDC:
- Information on issuers.
- Information on issued securities.
- Information on securities owners: list of securities owners, type of securities, number of securities owned and depository accounts in case securities owners wish to register and depository securities simultaneously.
II. Principles for information management of VSDC:
Securities are registered at VSDC in the form of book-entry. As for issued certificates, issuers must convert securities into book-entry ones when making registration with VSDC.
Registered securities at VSDC must have face-value in conformity with regulations of Stock Exchange for each types of securities. In case of different face-value, issuers must convert into the face-value as prescribed by Stock Exchange.
VSDC makes centralized information management for registered securities or authorizes depository members to manage by contract.
All changes of information of registered securities at VSDC must be done in accordance with regulations of VSDC on information management.
Issuers are completely responsible for accuracy, adequacy, and timeliness of information on registered securities at VSDC.
III. Cancellation of securities registration
The following securities are cancelled by VSDC:
- Government debt instruments, Government-guaranteed bonds, municipal bonds, corporate bonds, expiry covered warrants;
- Government debt instruments, Government-guaranteed bonds, municipal bonds, corporate bonds, covered warrants which are bought-back by issuers before expiring;
- Issuers decreasing capital, dissolving, going bankruptcy or terminating operation due to reorganization
- Issuers converting shares, Government debt instruments, Government-guaranteed bonds, municipal bonds, corporate bonds;
- Shares of those equitized enterprises that are not public companies are delisted, unregistered for trading and the relevant enterprise requests for securities registration cancellation;
- Delisted investment fund certificates and covered warrants;
- Dissolved exchange traded funds
- Registered-at-VSDC securities of public companies that no longer meet requirements of public companies and request for registration cancellation;
- Issuers, public companies registering securities as agreed with VSDC voluntarily cancel securities;
- Cancellation of Government debt instruments, Government guaranteed bonds, municipal bonds due to market makers’, investors’ failure to make payment; cancellation of Government debt instruments at maturity of liquidity guarantee contract between the State Treasury and market makers, investors.
The following types of securities have to be registered at VSD:
- Shares that are listed or registered for trading on stock exchanges;
- Fund certificates, covered warrant, Government debt instruments, Government guaranteed bonds, municipal bonds and other corporate bonds that are listed on stock exchanges;
- Securities of public companies and securities registered at VSD as stipulated by prevailing laws;
- Other types of securities have to be registered at VSD as agreed by VSD and issuers.
- Shares that are listed or registered for trading on stock exchanges;
- Fund certificates, covered warrant, Government debt instruments, Government guaranteed bonds, municipal bonds and other corporate bonds that are listed on stock exchanges;
- Securities of public companies and securities registered at VSD as stipulated by prevailing laws;
- Other types of securities have to be registered at VSD as agreed by VSD and issuers.
Dossiers, procedures of securities registration are stipulated in Guideline on securities registration and ownership transfer issued with Decision no. 08/QĐ-VSD dated 20/08/2021 by VSDC's CEO
| No. | Abbreviation | Full name | Address |
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(consiting of existing issuers and issuers with deregistered securities)
| No. | Securities code | ISIN | Securities name | Securities type | Trading market | Administration Place | Status |
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